Fines doled out by the Financial Industry Regulatory Authority jumped 60% to $91 million from $57 million in 2020, although the bulk of the increase came from a single case, according to a report by ...

Fines reported by the Financial Industry Regulatory Authority in 2021 increased to $91 million from $57 million in 2020, a 60% increase, according to just-released data from the law firm Eversheds ...

The owners of a former New York assisted living community that was destroyed in a fatal 2021 fire paid a $718,000 civil penalty for failing to clean up and secure the site in the years after the blaze ...

Is FINRA showing its teeth? Look closely. Last year, the Financial Industry Regulatory Authority, the self regulator of the brokerage industry, levied significantly more fines on wayward brokerages ...

The general manager of a Tuas incineration plant (TIP) has been fined $145,000 after a 2021 explosion led to the death of two ...

After devastating floods hit the Texas Hill Country over the Fourth of July weekend, several companies have stepped up to support affected communities. Read full article: How H-E-B, USAA and other ...