Getting in over your head is never a good thing for investors. But luckily, the SEC has your back. The Securities and ...

RALEIGH – When we begin advising new clients about raising capital, we always ask them whether they know what an “Accredited Investor” is. Most people who have experience raising capital know that ...

So-called “Sophisticated” investors have won investment fraud cases. Investors recover losses where there has been investment fraud. Sophisticated investors have legal rights too. There is a ...

What truly sets a sophisticated man apart from the crowd? It’s more than just impeccable style being a sophisticated gentleman is a lifestyle, a reflection of refinement, elegance, and a certain ...

Criteria for the expanded definition of sophisticated municipal market professional (SMMP), which takes effect July 9. * SMMPs must be customers with an “institutional account,” which can include ...