NEW YORK (Reuters) - U.S. securities regulators on Monday accused New York financial services firm ICP Asset Management and its founder of defrauding investors in a series of complex collateralized ...

The last few years have been challenging for fixed income investors. At first, interest rates were below historical averages, creating a difficult search for yield. Then the environment changed ...

Carla Tardi is a technical editor and digital content producer with 25+ years of experience at top-tier investment banks and money-management firms. Samantha (Sam) Silberstein, CFP®, CSLP®, EA, is an ...

Ganesh Kirti is the founder & CEO of TrustLogix in the data security governance space. He was formerly cofounder & CTO of Palerra. As organizations continue to rely heavily on data for making ...

Goldman Sachs expects more litigation over its collateralized debt obligations, the bank told the SEC on Monday. The bank is already facing federal civil fraud charges and a criminal investigation, ...

NEW YORK (Reuters)—A federal judge dismissed part of a U.S. securities regulator’s lawsuit against the only individual charged in a JPMorgan Chase & Co. case that led to the bank’s $153.6 million ...