The order also mentioned discrepancies in the brokerages reporting of politically exposed persons and margin trading exposure ...

The Securities and Exchange Board of India (Sebi) has imposed monetary penalty on brokerage firm Axis Securities. Now, the brokerage house Axis Securities, has to pay the penalty within a certain ...

Sebi has fined Axis Securities Rs 10 lakh for regulatory breaches, including misreporting and client fund mishandling. The ...

SEBI proposes to expand QIB definition for angel funds, allowing more accredited investors to participate in private ...

Sebi has penalized Axis Securities Rs 10 lakh for violating stock broker rules, including reporting discrepancies, improper ...

The mid- and small-cap segments, which outpaced large-caps for much of FY24, have recently suffered a sharp sell-off. The ...

Under the Companies Act, 2013, private placements are limited to 200 investors, excluding QIBs. By including AIs within QIBs for Angel Fund investments, SEBI intends to facilitate broader ...

In an 82-page order, Sebi found that Axis Securities failed to follow regulatory procedures in several areas, including ...

NSDL and CDSL, in partnership with SEBI, have introduced the Unified Investor Platform mobile app for investors to ...

The people currently under consideration include department of economic affairs secretary Ajay Seth, Sebi whole-time member ...

India's market regulator on Tuesday proposed technology-based measures to secure the trading environment and to prevent ...

Sebi imposed a Rs 10 lakh penalty on Axis Securities for rule violations and improper client fund handling. Axis Securities ...